A. Marvakis, J. Motzkau, D. Painter, R. Ruto-Korir, G.Sullivan, S. Triliva & M. Wieser (Eds.), Doing Psychology Under New Conditions- ISTP 2011, Captus Press, 2013.
Chapter X
Methodological reflections on Leontiev’s Activity Theory: Activity
Theory and “The Logic of History”
Giorgos Kakarinos
Technical University of Crete, Greece
SUMMARY
Activity
theory has been formulated and developed around 1930s by A. N. Leontiev êáé S. L.
Rubinshtein, as an attempt to override the contradictions and limitations of
the major currents in psychology during the first decades of the 20th century
(behaviorism, introspective psychology, psychoanalysis)
on the basis of marxist philosophy and Lev Vygotsky’s cultural-historical
psychology. Leontiev and Rubinshtein have been the founders of the two major versions of the theoretical approaches that placed the category of activity at the core of psychological analysis.
Those two versions share some common basic theoretical positions, however they are characterized by important differentiations as well. In the following paper we will refer to the basic methodological
characteristics of A. N. Leontiev’s Activity Theory, focusing especially on its
limitations and internal contradictions. Our goal is to trace the possibility
of dialectical overriding of activity theory in the context of a more developed
theoretical and methodological framework, based on the achievements of V. A.
Vazioulin’s “Logic of History” approach.
THE APPEARANCE OF LEONTIEV’ S ACTIVITY THEORY
A. N. Leontiev developed his theoretical approach on the basis of L. S.
Vygotsky’s cultural-historical psychology, but, at the same time, he was
differentiated from (his teacher and colleague) Vygotsky on one of the most
basic principles of the latter’s approach, i.e. on the process of
internalization. More concretely, Vygotsky, in his theoretical approach,
underlined the significance of social influences on the ontogenetic development
of human psychism, elaborating the concept of internalization as the specific
mechanism that relates the social environment with the psychological activity
of the developing subject. According to the “genetic law of cultural
development”, formulated by Vygotsky, any function in the child’s cultural
development appears on two levels: first it appears on the social plane, and
then on the psychological plane. First it appears between people as an
interpsychological category, and then within the child as an intrapsychological
category. This transition from the social to the psychological plane
constitutes the process of internalization (Haenen, 1993, p. 61).
According to Vygotsky’s approach, it
is speech (especially “word meaning” and concepts) that functions as the most
important means for the transmission of social, cultural experience from adults
to child. Therefore, Vygotsky chose the category of word meaning as a unit for
the analysis of consciousness (Haenen, 1993, p. 65). Consequently, he tended to adopt French sociological
school’s conception of internalization (expressed in psychology by J. Piaget),
as the process of transmission of ideal-cultural elements to a, primarily
non-social, biological consciousness. In this conception, the transformation of
interpsychological to intrapsychological resulted directly from the sphere of
human communication (Kouvelas, 2007, p. 159; Dafermos, 2002, p. 252). This position had been criticised by Vygotsky’s
partners (like Leontiev and Galperin) as well as other soviet psychologists,
like Rubinshtein. Leontiev criticised Vygotsky’s view that the development of
word meaning is the result of social interaction, as,
in this case, human is conceived not as a social, but as a communicative
being. In the context of this, substantially
idealistic, approach, consciousness is treated as a result of absolutely
internal, ideal processes, while the role of external, practical activity on
its formation is completely underestimated (Dafermos, 2002, p. 252).
We could argue that activity theory
has been elaborated on the basis of the main theoretical and methodological
positions of Vygotsky’s cultural-historical psychology, but, at the same time,
it was founded on Leontiev’s criticism on Vygotsky’s conception of the process
of internalization. In the context of activity theory, Leontiev elaborated a
more developed and concrete, but also differentiated, understanding of
internalization. Kharkov school members (i.e.
Leontiev, Galperin, Zaporozhets, Zinchenko and others) considered activity (as
Galperin put it) as a means of bringing psychology “out of the close world of
consciousness” (Haenen, 1993, p. 77). A new conception of internalization process had been
developed: it is no more the social that transforms to psychic, but it is
external, practical activity, developing under social influences, that is
internalized and transforms into psychic activity.
Activity theory modified the
way psychological phenomena were approached: they were no more considered as
autonomous and self-existent, and their scientific explanation presupposed the
analysis of the relation between the subject and the surrounding social
environment, i.e. primarily the analysis of the subject’s practical, material
activity. According to Leontiev, through the category of activity, we can
override the dichotomy between external world and internal, psychic phenomena,
while a new problem is posed, that of the study of the relation, the connection
and the mutual transition between external practical and internal activity (Leontiev, u.c., p. 111-112). According to Rubinshtein, the conception of human consciousness’s
determination by external, practical activity can lead to the overcoming of the
opposition between social and individual, internal and external, while it is
the foundation for the scientific study of human psychism (Rubinshtein, 1987, p. 117-119).
CRITICISM, LIMITATIONS AND CONTRADICTIONS OF LEONTIEV’ S ACTIVITY THEORY
The
approach of consciousness in the context of Leontiev’s activity theory has
substantiated the determinant role of an organism’s practical, external
activity on the type of reflection of reality that characterises it. In the
case of human, this theoretical conception has been expressed through the principle of the unity of activity and
consciousness. This principle was an attempt to override the limitations of
both introspective psychology, that studied consciousness as something primary
and immediately given and excluded activity from the psychological study, and
behaviourism, that focused only in external behaviour and ignored internal
psychic processes as a subject matter for psychology (Rubinshtein, 1987, p. 112-113). In the context of activity, there has been an attempt to create a whole
system of psychological concepts and categories, a system sufficient to
approach not only discrete psychological functions (such as perception, memory,
speech, thought) but also human psychism as a whole.
This led to the analysis of the internal structure of activity and human
psychism, as well as to the systematic study of their phylogenesis and
ontogenesis.
As, activity theory based, investigations, were developed, limitations
of experimental approaches have arisen, while, at the same time, the
theoretical and methodological core of activity theory had been criticised. In
general, activity theory can be criticised from a marxist
point of view, as well as from the aspect of other philosophical currents
(phenomenology, positivism, postmodern) (Lektorskii, 2004, p. 21-27). In the following paragraphs we will refer systematically
to the criticism to Leontiev’s theory that was articulated by philosophers and
psychologists that can be categorised in the marxist
tradition. The presentation of the limitations and contradictions of Leontiev’s
activity theory that follows is based on an analytical model, where the
different characteristics are mentioned side-by-side, as relatively
independent, while the internal relations between each other are partly
ignored. This method of presentation, despite the fact that it absolutises the
limitations of the whole theoretical system, is the most suitable for
systematically locating its weak points and contradictions, as a precondition
for any attempt to override them.
The relation between internal and external activity
Leontiev’s
activity theory received criticism by many psychologists because of the way the
relation between external, practical and internal, psychic activity is
conceived. According to Leontiev the process of internalization can de
described as the transformation of external activity to internal, psychic
activity. On this point there was a clear difference with Rubinstein’s
approach. According to the latter, in the context of Leontiev’s theoretical
system the dependence of internal activity on external activity is overstressed,
while the inner structure and content of psychic activity itself is not
revealed (Dafermos, 2002, p. 200). As far
as the relation between internal and external activity is concerned, while in
Leontiev’s approach external causes determine the psychic development of the
children directly, Rubinshtein puts emphasis on the fact that external causes
act only through internal conditions,
“the external acts only through the internal” (Brushlinskii, 2004, p. 72-73). At the same period,
other Soviet psychologists, like Menchinskaia, criticised Leontiev’s supporters
and colleagues for reduction of internal, mental activity to external,
practical activity, as their notion of internal activity is solely concerned
with the content and structure of external activity (Haenen, 1993, p. 76). According to Zinchenko, in the psychological theory of
activity consciousness turned out to be no more than a “copy” of activity, and
this fact reveals our ignorance about consciousness itself (Zinchenko, 2004, p. 40). Although Leontiev
introduced the category of activity in his psychological system in order to
tackle the opposition between external and internal that characterises all
psychological approaches based on Cartesian philosophical tradition, according
to, Leontiev’s colleague, Galperin, this goal was not achieved as “the external
remained external and the internal remained internal” (Zinchenko, 2004, p. 33). Conclusively we could argue that, in Leontiev’s approach, it is partly
ignored that human activity is characterised by continuous, successive
internalizations and externalizations, by mutual transitions from the external
to the internal and vice-versa, while the emphasis is put on the process of
internalization only.
The underestimation of the active role of the subject of activity
A basic
feature of Leontiev’s activity theory is the underestimation of the active role
of the subject of activity. This feature was revealed especially in the
experimental researches of Leontiev and his partners (such as Galperin), concerning
matters of pedagogical psychology and more generally matters of ontogenetic
development of human psychism. As Rubinshtein
mentioned, in Leontiev’s perception of education, learning process is reduced
to the assimilation of fixed knowledge, of predetermined products and results
of the process of cognition. Kalmykova, while referring to Galperin’s approach
about learning, criticised his perception of the learner as a passive recipient
of the curriculum content, which turned the learning process to an “one-way transmission” (Haenen, 1993, p. 138). This underestimation of the active, creative role of
the subject of activity, not only in the learning process, but more generally
in the whole system of activity theory, has been mentioned by other researchers
as well (Blunden, 2009). According to Zinchenko, in the context of activity theory, the
participants in an activity are considered as faceless subjects or
functionaries who do not have their own I but are organs of the activity. From
here it is but one step to subjectless activity (Zinchenko, 2004, p. 63).
Of course Leontiev does not in any case deny the role of the subject in
the determination of the whole system of activity. It is not accidental that
his system of analysis about the structure of activity includes concepts such
as the motive or the personal sense which have a clearly subjective meaning,
namely they demonstrate the one-sided, subjective refraction of the surrounding
world by the subject. However the main goal of Leontiev’s analysis,
is the eduction of the whole system of psychic processes from the practical
activity of human subjects (Dafermos, 2002, p. 262). This implies that Leontiev’s approach
emphasizes on the determination of the internal, mental activity by the
external, practical activity, without referring systematically to the reverse
influence of mental to practical activity, that is to the way the developing
psychic life of the subject, determines the type and the content of practical,
external activity this subject will be involved in. As a result, in many cases
the process of determination of external activity by the internal rests outside
Leontiev’s investigation field, while it is considered as something given. As
Leontiev himself admitted “The subjective selection of the goal (i.e.,
the conscious perception of the most immediate result to be attained if the
subject is to perform the activity that will satisfy the motive) is a special
process that is almost completely uninvestigated. Under laboratory conditions
or in pedagogical experiments, we always give the subject a
"prepared" goal; therefore, the process of goal formation usually
escapes the investigator's attention” (Leontiev, 1979, p. 62). However this underestimation of the active role of the
subject should not be attributed only to the limitations of the experimental
process, but results lawfully from the basic conceptual framework of activity
theory, especially from the way the relation between internal and external
activity is considered. According to Brushlinskii if psychism is considered to
be organised on the basis of external activity, i.e. if the formula “from
(only) the external to the internal” is adopted, then the sources of the
individual’s activeness are wholly outside of him from the beginning. In this
approach we have only one-sided, unidirectional movement from society to the
individual. Hence the latter’s passivity: he is merely an object of social
influences and a product of the development of society, and not a subject at
all (Lazarev, 2004, p. 44).
This conception of the individual as a passive object of social influences
and not as an active subject, is related with the
social reality in USSR and the goals that were posed and pursued by psychology
as a social science after October revolution. One of the basic aims, that
influenced the theoretical and experimental research of many soviet
psychologists, during the first decades after the revolution, was the
elaboration of the scientific foundations of psychology, in order to render
possible, through the appropriate educational and other social interventions,
the creation of the new man of socialist society, as well as the optimum
organisation and rationalisation of the production of the socialist state and
the creation of better labour conditions (Petrovsky, 1990, p. 219-220). In the context of these ambitious goals it was
inevitable to consider human subjects not from the point of view of their
activeness, independence and of their self-inclusive tensions of personal
development, but as objects developing only under the external influence of
society according to specific goals (Rozin, 2004, p. 79). As a result there were many cases where the interaction
between individuals (for example during the education process or inside the
division of labour for the organisation of production) was conceived as an
activity for the creation of objects according to an initial aim (Lektorskii, 2004, p. 22). Of great significance for
the development of such a conception, was the fact that
the great majority of the population, especially of the peasants, in USSR was
characterized by an extremely low level of psychological development
(illiteracy, very low living standard). As a consequence the psychological and
cultural development of these people presupposed the decisive role of external,
conscious interventions, while the possibilities for spontaneous development
were minimized.
The non-developing, non-historical approach of activity
Some researchers criticized the fact that activity is not defined by Leontiev as a developing phenomenon. According to Lazarev, no
distinction is drawn between its simplest forms and the forms that correspond
to higher levels of development (Lazarev, 2004, p. 40). Although in the analysis of ontogenesis the transition
from one main activity to another is described (according to the general model
play-education-labour), what is absent is the distinction between the simplest
and the most developed forms of activity inside each separate category. This
fact is shown in clarity in the case of labour, as, according to
Leontiev’s model, there is no distinction between more and less developed forms
of labour, and consequently there can be no differentiations between the
psychic development of different subjects. As a result
every adult who works, regardless of the type of his labour activity, is
considered to be on the same level of psychic development. According to
Leontiev the main dimension of human personality is the concrete hierarchy of
the motives of the subject’s activities. Consequently a personality should be
considered developed if its main motive-goal, does not
isolate the subject, but on the contrary associates substantially his life,
with the lives of other people, even with the prospects of human society as a
whole. From this point of view a subject is a developed personality when he
becomes, according to Gorky’s phrase, “the man of mankind” (Leontiev, u.c., p. 228). However in this analysis
it seems that the hierarchy between the subject’s different motives is not
related (or is only externally related) with the content of his labour
activity, with the characteristics of the labour process. In other words,
subject’s motive hierarchy is considered as independent not only concerning the
object of labour activity, but also other
labour’s internal characteristics such as its creative, developing or,
on the contrary, monotonous, indifferent or even destroying character for the
subject. In this theoretical framework, the question of the type of labour
activity that is related with the appearance of developed personalities is not
even posed (and of course it is not answered).
The logical and historical presuppositions for the transition to human activity
The
logical reconstruction of the categories of activity theory, as well as the
historical approach of its subject matter (whether it is activity, or psychism
or personality) have as their starting point of analysis the category of human
activity. From the point of both the logical and historical analysis of the
subject matter, we should mention that before reaching the category (logically)
or the appearance (historically) of human activity, it is necessary to examine
which are its necessary and sufficient preconditions. As Ivanov mentions, human
activity, that appears as something given in the psychological
analysis, already comprises an entire complex of fundamental problems of
philosophical analysis, and consequently the psychological investigation of
activity falls into contradiction when the question of its sources is posed (Lazarev, 2004, p. 38). Other researchers as well posed the question of the
presuppositions, the motives, the necessity and the sources of human activity (Hakkarainen, 2004, p. 5; Haenen, 1993, p. 78; Zinchenko, 2004, p.
33; Mikhailov, 2006, p. 50-51).
The question of the origin and the
presuppositions of human activity is sharply posed if
we bear in mind that a necessary condition of any human activity is the
existence of a subject that is capable of performing it, i.e. of a subject with
a more or less developed psychic life. As a result, in the context of this
theoretical analysis a vicious circle arises: in order to derive human psychism
from activity it is necessary to assume that its subject already has some psychic
properties, for, otherwise, there is no activity. In order to resolve this
contradiction one is compelled to presuppose (as Rubinshtein did) the existence
of preactivity forms of human psychism, and then activity ceases to be the sole
basis of human subjectivity (Lazarev, 2004, p.
38). As a result human activity is no longer the starting point of the
psychological analysis.
This problem arises not only from the logical reconstruction of the
system of psychological categories, but also from the experimental data of
human psychism’s ontogenesis, as well from the historical study of human
society evolution. As far as human ontogenesis is concerned, contemporary
research in Developmental Psychology (Kugiumtzakis, 2008), substantiates the theoretical conception that human psychism appears
and begins to develop before the birth of the subject, as a result of the
interaction between genetic predispositions and external stimuli, while on the
same time the psychic development of the child presupposes and is accompanied
by a corresponding biological analysis. This means that human activity does not precede but follows subject’s
psychic development, at least as far as the primary stages of ontogenesis
(intrauterine and fetal period) are concerned. This fact questions the applicability
of activity theory model, at least on these stages of psychological
development, as the principle of internalization cannot be applied in the case
of intrauterine psychic development, where there is no external activity to be
internalized. If the significance of biological maturation, and the role of specific
biological features (such as idiosyncrasy, dispositions and type of the nervous
system) is also taken into account, we can conclude that the general direction
of psychic development in ontogenesis is not from (only) the external to the
internal, but always one of constant interaction between the external and the
internal (Brushlinskii, 2004, p. 73-74). Similar conclusions are
drawn by the study of the structure and the historical evolution of human
society: in this case, interaction between individuals as biological organisms,
and interaction with the environment in the form of consumption, as
satisfaction of basic human needs, is considered to be the starting point of
logical and historical analysis of society as an organic whole, while human labour
activity develops for the satisfaction of these needs, when the latter is not
possible through the simple crop of ready products of nature (Vazioulin, 2004, p. 108, 138). Consequently, in the
case of human society phylogenesis as well, the appearance of human activity
does not comprise the primary phenomenon, but activity arises on the basis of
specific necessary conditions.
Activity theory’s sociologism
The lack
of systematic investigation of human activity presuppositions in the logical
and historical (phylogenetic and ontogenetic) analysis of human psychism, leads
to the sociologism that characterizes activity theory. The analysis has as its
starting point human activity, which is conceived as primarily social, with
characteristics like the mediation by (material and ideal) products of human
culture and its collective-intersubjective character. Thus, the emphasis is put
on the role of internalization of this activity in the ontogenetic development
of the subject. The assimilation of socially developed activity by the child is
considered to be the main (or even the sole) factor of human ontogenesis, while
the role of biological determinants in this process, is
systematically underestimated. As far as the problem of the relation between
the social and the biological in human ontogenesis is concerned, Leontiev’s
approach to the problem of the relation between human needs and activity is of
great importance. In fact, Leontiev’s references on this matter are quite
contradictory. While in some of his texts Leontiev considers human needs as a
necessary condition for the appearance of human activity (Leontiev, 2009, p. 214), which
means that the primary, the starting point of analysis has to be the category
of need, in other papers he adopts the scheme activity-need-activity (in stead
of the scheme need-activity-need), rendering needs products of human activity (Leontiev, u.c., p. 201). According to activity-need-activity model, the starting point of
analysis is not human need but human social activity. In this way Leontiev results in a
conception of needs as socially created, stressing on the difference between
human and animal, just biological, needs. However in this context what is not
taken into account is the fact that human needs have, primarily, also a directly
biological character before being transformed and developed by subject’s
assimilation of developed forms of human social activity.
At this point we consider necessary
to refer to the scientific conclusions that can be drawn by the study of
ontogenesis of deaf-blind children, that took place
during their education, in Zagorsk in USSR. What should be emphasized is that
the impressive results achieved in this
constitution, demonstrate not only the effectiveness of some strictly practical
principles of special education, but also the validity and scientific power of
the whole theoretical framework that directed this educational process, i.e.
the validity of activity theory. Many psychologists and
philosophers in USSR (among them Luria, Leontiev, Davydov, Zaporozhets,
Galperin and Ilyenkov) considered Zagorsk school’s achievements to be an
“experimentum crusis” that substantiated the scientific validity of activity
theory (Bakhurst, Padden, 1991, p. 210). However, while it is undoubted that Zagorsk school’s results
demonstrated the superiority of cultural-historical psychology, and especially
of activity theory, in relation to other scientific
approaches on the problem of human psychism ontogenesis, at the same time
these results have shown activity theory’s limitations. On the matter of the
relation between needs and activity, and more generally between the biological
and the social in ontogenesis, one of the basic conclusions drawn from the
education of deaf-blind children, was that the first activity that emerges is
that directed towards the satisfaction of its primary physical needs (like
feeding, self-defense and excretion). As far as these needs are satisfied
through the use of socially developed objects and tools, the child assimilates
human experience and the modes of action linked with these objects and tools.
As a result biological needs direct the child towards humanized objects and,
necessitating human methods for achieving their satisfaction, they develop into
human needs, while on the same time, in this process new, secondary,
socio-historical needs arise (Mescheryakov, 2009, p. 99-100). This means that the existence of human
biological needs is a necessary precondition for the development of human
activity.
CONCLUSION-TOWARDS THE SUBLATION OF ACTIVITY THEORY
Previously,
we emphasized that the analytic presentation of activity theory’s limitations
should not lead to the false conclusion that the specific features of the
theoretical framework of activity approach we referred to, are not closely interrelated
with each other. For example the reduction of internal to external activity is
related with the underestimation of the active role of the subject, the
sociologism and the use of the category of activity as the starting point of
analysis. All these methodological features result from the basic theoretical
and methodological positions on which activity theory is based. This point is
of great importance for every attempt to supersede the limitations and
contradictions of activity theory, since it implies that this supersession
presupposes, not only the fragmentary overriding of separate weak points of
activity approach, but the elaboration of a whole alternative theoretical
framework in psychology, that will develop a more broad treatment of these issues,
through a different, more developed, system of psychological concepts and
categories. Such a theoretical framework should at the same time preserve the
major achievements of activity theory, subsuming them in a broader context.
Such a theoretical and
methodological project presupposes the development of the theoretical core of
activity approach, which, in our opinion, concerns the role of the category of
activity in the whole system of categories of activity approach. More
concretely, basic methodological feature of activity theory is the confusion
between the categories of the unit of analysis and the essence of the object
under investigation (Dafermos, 2002,
p. 260). As described before, the category of activity is conceived at the same
time as the unit (i.e. the starting point) of analysis, and the essence of
human personality. On the basis of this methodological conception arise the
significant achievements, but also the limitations and contradictions of
activity theory.
Consequently, any attempt to develop
the theoretical and experimental achievements of activity approach, presupposes
the distinction between the unit of analysis and the essence of personality,
and the methodological investigation of the logical and historical
preconditions for the appearance of human activity. We believe that those
preconditions should be sought in the characteristics of the individual as a
biological organism, especially in the category of human biological needs. In
this direction, the analysis of the structure and the historical development of
human society as an organic whole, achieved in the context of V. A. Vazioulin’s
“Logic of History” (Vazioulin, 2004) approach, opens up great possibilities for the
development of psychological theory.
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